04 — Product · PR-810
Nasdaq AxiomSL
Regulatory reporting software for banks, broker-dealers and asset managers on one data platform. It collects data from source systems, runs capital and liquidity calculations, prepares returns for many regulators in their formats, and lets users drill from any filed number to the records it came from; hosted by Nasdaq or installed on site.
// FIG. 04 · Capability coverage
Each tile is an L1; the bar is how many of this product's capabilities realize something beneath it. Our judgment, not a vendor claim.
Direct & Govern
Finance
People & Workplace
Customer & Market
Products & Services
Operations & Supply
Technology & Data
Resilience & Responsibility
Industry L1s
- Plant Operations0
- Production Planning & Scheduling0
- Manufacturing Quality & Compliance0
- Industrial Engineering & Continuous Improvement0
- Plant & Process Safety0
- Dealer & Distributor Network0
- Aftermarket & Service Parts0
- Platform Engineering0
- Software Product Release0
- Site Reliability0
- Developer Experience & API Ecosystem0
- Subscription & Tenant Operations0
- Product Analytics & Experimentation0
- Trust & Compliance Assurance0
- Open Source & Community0
- Merchandising & Assortment0
- Store Operations0
- E-commerce & Omnichannel0
- Category & Trade Promotion0
- Loss Prevention0
- Consumer Insights0
- Store Network & Real Estate0
- Returns & Reverse Logistics0
- Network Planning & Engineering0
- Network Build & Field Operations0
- Network Operations & Assurance0
- Subscriber Order & Activation0
- Usage Charging & Subscriber Billing0
- Content & Programming0
- Advertising Sales & Operations0
- Communications Regulatory Obligations0
- Network Planning & Investment0
- Network Construction & Field Work0
- Network Operations & Control0
- Generation & Treatment Operations0
- Metering & Meter Data0
- Utility Customer Service & Billing0
- Energy Supply, Markets & Flexibility0
- Utility Regulation & Resilience0
- Transmission System Operations0
- Water & Wastewater Networks0
- Deposits & Accounts0
- Lending & Credit0
- Payments & Cards0
- Insurance Products & Policy0
- Insurance Claims0
- Wealth & Investment Management0
- Financial Crime0
- Prudential Risk & Regulatory Reporting8
- Patient Access0
- Clinical Care Delivery0
- Clinical Support Services0
- Revenue Cycle0
- Quality & Patient Safety0
- Population Health0
- Health Plan Operations0
- Health Information0
- Post-Acute & Home-Based Care0
The product at the base, its capabilities in the middle (taller = more mature), and the L1s they land under on top (taller = more of them). Our judgment, not a vendor claim.
- Top · Lands under
- L1Prudential Risk & Regulatory Reporting · 8
- L2Compliance · 4
- L3Data & Analytics · 3
- L4Accounting & Financial Reporting · 1
- L5AI & Automation · 1
- L6Environment & Sustainability · 1
- Middle · Product capabilities
- P1Regulatory Reporting · core
- P2Capital and Risk Reporting · strong
- P3Liquidity Risk Reporting · strong
- P4Trade and Transaction Reporting · strong
- P5Global Shareholding Disclosures · partial
- P6ESG Reporting · partial
- P7Data Integration and Lineage · core
- +2 more in Plan
- Base · Product
- Nasdaq AxiomSL · Nasdaq, Inc.
Product capabilities · 9
How to read maturity and confidence
Maturity · how much it covers
- core
- What the product is built around; the capability is covered end to end.
- strong
- Covered well, with a few gaps a buyer would notice.
- partial
- Covers part of the capability; expect to pair it with something else.
- emerging
- New or thin; on the roadmap more than in the product.
Confidence · how well it is evidenced
- Evidence confidence: high
- The vendor's own documentation describes this module doing it.
- Evidence confidence: medium
- Documented, but how far it reaches into the capability is our reading.
- Evidence confidence: low
- Our judgment; we found no public page that confirms it.
- PC-810.10
Regulatory Reporting
Evidence confidence: highMaturity: coreReturns for more than 170 regulators in over 60 jurisdictions, built from report templates the vendor maintains and sent in whichever electronic format each regulator accepts, with every filing's status followed after it is sent.
Vendor page: nasdaq.com/products/fintech/axiomsl/regulatory-reporting ↗ - PC-810.20
Capital and Risk Reporting
Evidence confidence: highMaturity: strongRisk-weighted asset and capital calculations against Basel-based rules from several supervisors, broker-dealer net capital, and allocation of collateral within credit risk mitigation rules, with drill-down to the underlying data.
Vendor page: nasdaq.com/solutions/fintech/capital-risk-reporting ↗ - PC-810.30
Liquidity Risk Reporting
Evidence confidence: highMaturity: strongLiquidity coverage and net stable funding ratios, the US FR 2052a liquidity report and liquidity stress scenarios across several jurisdictions.
- BC-1780.20.30Liquidity Ratio Monitoring
- BC-1780.20.40Liquidity Stress & Contingency Funding
- BC-1780.60.10Prudential Return Submission
- PC-810.40
Trade and Transaction Reporting
Evidence confidence: highMaturity: strongDerivatives trade and position reports for the G20 regimes, among them the revised EMIR rules, the rewritten CFTC rules and the newer rule sets in Australia, Canada, Japan and Singapore, with messages in ISO 20022 form.
Vendor page: nasdaq.com/products/fintech/axiomsl/trade-transaction-reporting ↗ - PC-810.50
Global Shareholding Disclosures
Evidence confidence: highMaturity: partialTracks the firm's equity holdings, short positions and takeover-related stakes against the disclosure thresholds of more than 100 jurisdictions, plus any thresholds the firm sets itself, and flags when a notice is due.
Vendor page: nasdaq.com/solutions/fintech/nasdaq-axiomsl/global-shareholding-disclosures ↗ - PC-810.60
ESG Reporting
Evidence confidence: highMaturity: partialA hosted ESG data hub that pulls counterparty data from several market-data vendors, works out financed greenhouse gas emissions and produces EBA Pillar 3 ESG, ESMA and SFDR disclosures on the AxiomSL platform.
Vendor page: nasdaq.com/solutions/fintech/esg-reporting ↗ - PC-810.70
Data Integration and Lineage
Evidence confidence: highMaturity: coreLinks into the systems the firm already runs and holds their data in one extensible model that every report draws on; a filed figure can be opened down to its underlying records, and each data change is versioned along with who made it.
Vendor page: nasdaq.com/solutions/fintech/nasdaq-axiomsl/technology-features ↗ - PC-810.80
Workflow, Controls and Validation
Evidence confidence: highMaturity: strongChecks each return against the regulator's own validation rules before it goes out and raises an alert when one fails; a second person signs off in a built-in approval flow, and the whole cycle can be followed in a browser.
- BC-750.10.30Data Quality Management
- BC-770.40.20Workflow Automation
- BC-210.50.30Control Operation & Evidence
- PC-810.90
Regulatory Updates and Rule Reference
Evidence confidence: mediumMaturity: partialRule changes delivered as updates to the report and calculation content, plus a searchable in-product reference to the regulatory rules behind each calculation.
Vendor page: nasdaq.com/solutions/fintech/capital-risk-reporting ↗
Sources · checked
The public vendor documentation this mapping is based on. Maturity and confidence are our judgment, not the vendor's claim.
- Nasdaq AxiomSL Solutions | Nasdaq nasdaq.com/solutions/fintech/nasdaq-axiomsl
- Risk & Financial Regulatory Reporting Solutions | Nasdaq www.nasdaq.com/products/fintech/axiomsl/regulatory-reporting
- Nasdaq AxiomSL Technology Features | Nasdaq www.nasdaq.com/solutions/fintech/nasdaq-axiomsl/technology-features