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    03 — Value stream · VS-470

    Advice-to-Portfolio

    Carry an individual or institutional client from their goals and risk profile through suitable advice and investment to a portfolio that is monitored, rebalanced and reported. Investing the enterprise's own cash is Treasury (BC-230), outside this stream.

    • Wealth Client Journey
    • Plan-to-Invest
    • Advice-to-Investment
    • Client Investment Lifecycle
    // FIG. 03 · Stage flow
    1Onboard & Profile2Plan & Advise3Invest4Monitor & Rebalan…5Report & Review
    1. 01

      Onboard & Profile

      VS-470.10

      Complete due diligence on the client, open and register the account, and capture goals, constraints and risk tolerance.

    2. 02

      Plan & Advise

      VS-470.20

      Build the financial plan and recommend investments that are suitable for this client.

    3. 03

      Invest

      VS-470.30

      Set the mandate and allocation, place orders with pre-trade checks, and settle them into custody.

    4. 04

      Monitor & Rebalance

      VS-470.40

      Watch drift and events, process corporate actions and income, and rebalance to the mandate.

    5. 05

      Report & Review

      VS-470.50

      Report performance, fees and costs to the client and review the plan against their goals.