02 — Capability · BC-1760.30
Order & Trade Execution
Get client orders into the market accurately and on the best terms reasonably available, checked against mandate rules before they go and allocated fairly after they fill. Proprietary and capital-markets trading are outside this lens.
- Order Management
- Client Trading
- Dealing
In scope
- Client and portfolio manager order capture and aggregation
- Pre-trade compliance against mandate and regulatory rules
- Broker routing and best execution monitoring
- Trade allocation and confirmation
Out of scope
- Securities settlement and safekeeping (see BC-1760.40)
- Hedging the enterprise's own financial exposures (see BC-230.30)
- Customs and export trade compliance for goods (see BC-660.60)
Realized by · 0
- No product in the catalog yet.
Used in · 2
Build it · 0
- Nothing in the library points here yet.
Decomposes into · 4
- BC-1760.30.10Investment Order IntakeTake orders from clients, advisers and portfolio managers, and aggregate them into blocks where that serves clients better.
- BC-1760.30.20Pre-Trade Compliance ChecksTest each order against mandate restrictions, concentration limits and regulatory rules before it is released, and stop or escalate breaches.
- BC-1760.30.30Order Routing & Best ExecutionRoute orders to brokers and venues and evidence that clients got the best terms reasonably available on price, cost and speed.
- BC-1760.30.40Trade Allocation & ConfirmationAllocate filled block trades to client accounts fairly and confirm trade details with brokers and clients.