02 — Capability · BC-1780.60
Prudential Regulatory Reporting
File complete, accurate and on-time prudential returns and public disclosures from controlled, traceable data, and answer supervisors' ad hoc requests. General regulatory obligations and the relationship with regulators sit in Compliance.
- Prudential Reporting
- Supervisory Reporting
- Regulatory Returns
In scope
- Capital, liquidity, large exposure and solvency returns
- Risk data aggregation, lineage and reporting controls
- Pillar 3 and solvency public disclosures
- Ad hoc supervisory data requests
Out of scope
- Regulator relationships and non-prudential regulatory filings (see BC-140.50)
- Statutory financial statements and disclosure (see BC-210.40)
Decomposes into · 4
- BC-1780.60.10Prudential Return SubmissionPrepare, review and submit prudential returns in the supervisor's templates and formats, with each figure reconciled to the books.
- BC-1780.60.20Risk Data AggregationAggregate risk and finance data across entities with documented lineage, quality controls and adjustments so reported numbers can be traced to source.
- BC-1780.60.30Prudential Public DisclosurePublish the capital, risk and solvency disclosures the regime requires, consistent with what was reported to the supervisor.
- BC-1780.60.40Supervisory Data RequestsAnswer ad hoc data requests and thematic reviews from supervisors accurately and on deadline, from the same controlled data as the regular returns.